-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NmA2C+7bYfMKbuDIyD7XvX6tNg0Htcxp4fnLobFW31kGPJzJwMeCW+87iYDVwoPD DqeXrIAZ4Ia/JoWkxB0tsg== 0000909518-00-000118.txt : 20000215 0000909518-00-000118.hdr.sgml : 20000215 ACCESSION NUMBER: 0000909518-00-000118 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20000214 GROUP MEMBERS: DIRECTV ENTERPRISES INC GROUP MEMBERS: DIRECTV, INC GROUP MEMBERS: GENERAL MOTORS CORPORATION GROUP MEMBERS: HUGHES ELECTRONICS CORP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TIVO INC CENTRAL INDEX KEY: 0001088825 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 770453167 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-57007 FILM NUMBER: 542566 BUSINESS ADDRESS: STREET 1: C/O COOLEY GODWARD LLP STREET 2: FIVE PALO ALTO SQUARE 3000 EL CAMINO REA CITY: PALO ALTO STATE: CA ZIP: 94306-2155 BUSINESS PHONE: 4087476080 MAIL ADDRESS: STREET 1: 894 ROSS DRIVE STREET 2: SUITE 100 CITY: SUNNYVALE STATE: CA ZIP: 94089 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HUGHES ELECTRONICS CORP CENTRAL INDEX KEY: 0000944868 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 521106564 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 200 N SEPULVEDA BLVD CITY: EL SAGUNDO STATE: CA ZIP: 90245-0956 BUSINESS PHONE: 3106629985 MAIL ADDRESS: STREET 1: 200 N SEPULVEDA BOULEVARD CITY: EL SAGUNDO STATE: CA ZIP: 90245-0956 SC 13G 1 ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------- SCHEDULE 13G (RULE 13D-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(B), (C) AND (D) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(B) ----------- (AMENDMENT NO. __)* TIVO INC. - -------------------------------------------------------------------------------- (NAME OF ISSUER) COMMON STOCK, 888706-10-8 PAR VALUE $.001 PER SHARE - -------------------------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) (CUSIP NUMBER) DECEMBER 31, 1999 - -------------------------------------------------------------------------------- (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILED: [ ] RULE 13D-1(B) [ ] RULE 13D-1(C) [X] RULE 13D-1(D) ---------- *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Continued on Following Pages Page 1 of 14 Pages ================================================================================ NY2:\878348\01\$TQK01!.DOC\53356.0020
- ----------------------------- -------------------------------------------- --------------------------------------------- CUSIP No. 888706-10-8 13G Page 2 of 14 - ------------------------------ -------------------------------------------- -------------------------------------------- - ------------- --------------------------------------------------- ----------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS: DIRECTV, INC. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY): 95-4321465 - ------------- ---------------------------------------------------------------------------------------------------- ---------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:* (A) [_] (B) [X] - ------------- --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- --------------------------------------------------- ----------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION: CALIFORNIA - -------------------- ------ ------------------------------------------------ ------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER: 0 SHARES ------ ------------------------------------------------ ------------------------------------------------------ BENEFICIALLY 6 SHARED VOTING POWER: 3,386,601 OWNED BY ------ ------------------------------------------------ ------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER: 0 REPORTING ------ ------------------------------------------------ ------------------------------------------------------ PERSON WITH 8 SHARED DISPOSITIVE POWER: 3,386,601 - ------------- -------------------------------------------------------------- ------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 3,386,601 - ------------- ---------------------------------------------------------------------------------------------------- ---------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:* [_] - ------------- ---------------------------------------------------------------------------------------------------- ---------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 9.0% - ------------- --------------------------------------------------- ----------------------------------------------------------------- 12 TYPE OF REPORTING PERSON:* CO - ------------- --------------------------------------------------- ----------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 14 - ----------------------------- -------------------------------------------- --------------------------------------------- CUSIP No. 888706-10-8 13G Page 3 of 14 - ------------------------------ -------------------------------------------- -------------------------------------------- - ------------- --------------------------------------------------- ----------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS: DIRECTV ENTERPRISES, INC. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY): 95-4511942 - ------------- ---------------------------------------------------------------------------------------------------- ---------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:* (A) [_] (B) [X] - ------------- --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- --------------------------------------------------- ----------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE - -------------------- ------ ------------------------------------------------ ------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER: 0 SHARES ------ ------------------------------------------------ ------------------------------------------------------ BENEFICIALLY 6 SHARED VOTING POWER: 3,386,601 OWNED BY ------ ------------------------------------------------ ------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER: 0 REPORTING ------ ------------------------------------------------ ------------------------------------------------------ PERSON WITH 8 SHARED DISPOSITIVE POWER: 3,386,601 - ------------- -------------------------------------------------------------- ------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 3,386,601 - ------------- ---------------------------------------------------------------------------------------------------- ---------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:* [_] - ------------- ---------------------------------------------------------------------------------------------------- ---------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 9.0% - ------------- --------------------------------------------------- ----------------------------------------------------------------- 12 TYPE OF REPORTING PERSON:* CO - ------------- --------------------------------------------------- ----------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 14 - ----------------------------- -------------------------------------------- --------------------------------------------- CUSIP No. 888706-10-8 13G Page 4 of 14 - ------------------------------ -------------------------------------------- -------------------------------------------- - ------------- --------------------------------------------------- ----------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS: HUGHES ELECTRONICS CORPORATION I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY): 52-1106564 - ------------- ---------------------------------------------------------------------------------------------------- ---------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:* (A) [_] (B) [X] - ------------- --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- --------------------------------------------------- ----------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE - -------------------- ------ ------------------------------------------------ ------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER: 0 SHARES ------ ------------------------------------------------ ------------------------------------------------------ BENEFICIALLY 6 SHARED VOTING POWER: 3,386,601 OWNED BY ------ ------------------------------------------------ ------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER: 0 REPORTING ------ ------------------------------------------------ ------------------------------------------------------ PERSON WITH 8 SHARED DISPOSITIVE POWER: 3,386,601 - ------------- -------------------------------------------------------------- ------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 3,386,601 - ------------- ---------------------------------------------------------------------------------------------------- ---------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:* [_] - ------------- ---------------------------------------------------------------------------------------------------- ---------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 9.0% - ------------- --------------------------------------------------- ----------------------------------------------------------------- 12 TYPE OF REPORTING PERSON:* CO - ------------- --------------------------------------------------- ----------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! Page 4 of 14 - ----------------------------- -------------------------------------------- --------------------------------------------- CUSIP No. 888706-10-8 13G Page 5 of 14 - ------------------------------ -------------------------------------------- -------------------------------------------- - ------------- --------------------------------------------------- ----------------------------------------------------------------- 1 NAME OF REPORTING PERSONS: GENERAL MOTORS CORPORATION I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY): 38-0572515 - ------------- ---------------------------------------------------------------------------------------------------- ---------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:* (A) [_] (B) [X] - ------------- --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- --------------------------------------------------- ----------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE - -------------------- ------ ------------------------------------------------ ------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER: 0 SHARES ------ ------------------------------------------------ ------------------------------------------------------ BENEFICIALLY 6 SHARED VOTING POWER: 3,386,601 OWNED BY ------ ------------------------------------------------ ------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER: 0 REPORTING ------ ------------------------------------------------ ------------------------------------------------------ PERSON WITH 8 SHARED DISPOSITIVE POWER: 3,386,601 - ------------- -------------------------------------------------------------- ------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 3,386,601 - ------------- ---------------------------------------------------------------------------------------------------- ---------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:* [_] - ------------- ---------------------------------------------------------------------------------------------------- ---------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 9.0% - ------------- --------------------------------------------------- ----------------------------------------------------------------- 12 TYPE OF REPORTING PERSON:* CO - ------------- --------------------------------------------------- -----------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! Page 5 of 14 ITEM 1(A). NAME OF ISSUER: TiVo Inc. ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 894 Ross Drive Suite 100 Sunnyvale, CA 61089 ITEM 2(A). NAME OF PERSON FILING: This statement is filed by General Motors Corporation ("GM"), its wholly owned subsidiary Hughes Electronics Corporation ("Hughes"), Hughes' subsidiary, DIRECTV Enterprises, Inc. ("Enterprises") and Enterprises' subsidiary, DIRECTV, Inc. ("DIRECTV"). GM, Hughes, Enterprises and DIRECTV are sometimes referred to herein collectively as the "Reporting Persons". An agreement among the Reporting Persons with respect to the filing of this statement is attached hereto as Exhibit 1. ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR IF NONE, RESIDENCE: GM's principal business address is 100 Renaissance Center, Detroit Michigan 48243-7301; Hughes' principal business address is 200 N. Sepulveda Blvd., El Segundo, California 90245-0956; Enterprises and DIRECTV's principal business address is 2230 E. Imperial Highway, El Segundo, California 90245. ITEM 2(C). CITIZENSHIP: GM, Hughes and Enterprises are Delaware corporations. DIRECTV is a California corporation. ITEM 2(D). TITLE OF CLASS OF SECURITIES: Common Stock, $.001 par value per share ITEM 2(E). CUSIP NUMBER: 888706-10-8 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act; (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act; (c) [ ] Insurance company as defined in Section 3(a)(19) of the Exchange Act; Page 6 of 14 (d) [ ] Investment company registered under Section 8 of the Investment Company Act; (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An Employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A Parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Not applicable. ITEM 4. OWNERSHIP. (a) - (c) As of December 31, 1999, As of December 31, 1999, DIRECTV beneficially owned 3,386,601 shares of the Issuer's common stock, representing approximately 9.0% of the outstanding shares of common stock (based on the number of shares outstanding as of November 8, 1999, as reported in the Issuer's Form 10-Q for the quarterly period ended September 30, 1999). The responses of the Reporting Persons to Rows (5) through (11) of the cover pages of this statement on Schedule 13G are incorporated by reference herein. However, neither Enterprises, Hughes or GM directly own any shares of common stock of the Issuer. GM, Hughes and Enterprises may be deemed to beneficially own the shares of common stock of the Issuer beneficially owned by Enterprises because of the parent-subsidiary relationship among GM, Hughes, Enterprises and DIRECTV. GM, Hughes and Enterprises disclaim such ownership, and neither the filing of this Schedule 13G or any amendment thereto, nor anything contained herein is intended as, or should be construed as, an admission that GM, Hughes or Enterprises is the "beneficial owner" any shares of the Issuer's common stock. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [__]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. Page 7 of 14 ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION Not applicable. Page 8 of 14 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 11, 2000 DIRECTV, Inc. By: Robert M. Hall ----------------------------------------- Name: Robert M. Hall Title: Senior Vice President, General Counsel and Secretary Page 9 of 14 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 11, 2000 DIRECTV Enterprises, Inc. By: Robert M. Hall ----------------------------------------- Name: Robert M. Hall Title: Senior Vice President, General Counsel and Secretary Page 10 of 14 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 11, 2000 Hughes Electronics Corporation By: Robert M. Hall ----------------------------- Name: Robert M. Hall Title: Assistant Secretary Page 11 of 14 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 11, 2000 General Motors Corporation By: Thomas A. Gottschalk ------------------------------------------- Name: Thomas A. Gottschalk Title: Senior Vice President and General Counsel Page 12 of 14 EXHIBIT INDEX Exhibit No. Description of Exhibit - ----------- ---------------------- 1 Joint Filing Agreement, by an among DIRECTV, Inc., DIRECTV Enterprises, Inc., Hughes Electronics Corporation, and General Motors Corporation. Page 13 of 14 EX-99 2 EXHIBIT 1 JOINT FILING AGREEMENT This will confirm the agreement by and among all of the undersigned that the Schedule 13G filed on or about this date and any amendments thereto with respect to the beneficial ownership by the undersigned of shares of the common stock, $.001 par value per share, of TiVo Inc. is being filed on behalf of each of the undersigned in accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934. This agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. Date: February 11, 2000 DIRECTV, Inc. By: Robert M. Hall ----------------------------------------------- Name: Robert M. Hall Title: Senior Vice President, General Counsel and Secretary DIRECTV Enterprises, Inc. By: Robert M. Hall ----------------------------------------------- Name: Robert M. Hall Title: Senior Vice President, General Counsel and Secretary Hughes Electronics Corporation By: Robert M. Hall ----------------------------------------------- Name: Robert M. Hall Title: Assistant Secretary General Motors Corporation By: Thomas A. Gottschalk ----------------------------------------------- Name: Thomas A. Gottschalk Title: Senior Vice President and General Counsel [SIGNED IN COUNTERPART] Page 14 of 14 -----END PRIVACY-ENHANCED MESSAGE-----